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Real forms and the groups they integrate to

A complex Lie algebra does not specify a real symmetry group. First choose a real form, then a connected group integrating that real algebra, then the representation category. These choices have different consequences: su(2)\mathfrak{su}(2) and sl(2,R)\mathfrak{sl}(2,\mathbb R) both complexify to sl(2,C)\mathfrak{sl}(2,\mathbb C), but their matrix groups have different topology and different unitary representation theories.

All algebras below are finite-dimensional in characteristic zero. Algebra representations are complex-linear on a complex vector space unless stated otherwise; the Lie algebra acting may itself be real. A subscript 00 on an orthogonal group selects its identity component.

A real form of a complex algebra g\mathfrak g is a real Lie algebra g0\mathfrak g_0 with an isomorphism

g0⊗RC≃g.\mathfrak g_0\otimes_{\mathbb R}\mathbb C\simeq\mathfrak g.

Equivalently, after specifying the inclusion, it is the fixed algebra of a conjugate-linear involutive automorphism σ\sigma of g\mathfrak g. Indeed, every X∈gX\in\mathfrak g has the unique decomposition

X=X+σX2+iX−σX2i,X=\frac{X+\sigma X}{2} +i\frac{X-\sigma X}{2i},

with both displayed components fixed by σ\sigma. Consequently dim⁡Rg0=dim⁡Cg\dim_{\mathbb R}\mathfrak g_0=\dim_{\mathbb C}\mathfrak g. For sl(n,C)\mathfrak{sl}(n,\mathbb C), σ(X)=X‾\sigma(X)=\overline X fixes sl(n,R)\mathfrak{sl}(n,\mathbb R), while σ(X)=−X†\sigma(X)=-X^\dagger fixes su(n)\mathfrak{su}(n). The latter operation preserves the commutator despite reversing matrix multiplication: the minus sign is essential. See Etingof, §§39.2–39.4, especially Theorem 39.6, for real structures and their classification.

Realification instead forgets complex scalar multiplication. It doubles the dimension and is denoted gR\mathfrak g_{\mathbb R}. Its complexification is g⊕g‾\mathfrak g\oplus\overline{\mathfrak g}. In the matrix example there is an explicit complex-linear isomorphism

(sl(2,C)R)⊗RC⟶sl(2,C)⊕sl(2,C),X⊗z⟼(zX,zX‾).(\mathfrak{sl}(2,\mathbb C)_{\mathbb R})\otimes_{\mathbb R}\mathbb C \longrightarrow\mathfrak{sl}(2,\mathbb C)\oplus\mathfrak{sl}(2,\mathbb C), \qquad X\otimes z\longmapsto(zX,z\overline X).

Here the extension is complex-linear in the tensor factor zz; it does not assert that X↦X‾X\mapsto\overline X is complex-linear. Its images of X⊗1X\otimes1 and (iX)⊗1(iX)\otimes1 independently generate both summands. Thus the six-real- dimensional Lorentz algebra is not a third real form of a single complex A1A_1.

Put

H=(100−1),E=(0100),F=(0010).H=\begin{pmatrix}1&0\\0&-1\end{pmatrix},\quad E=\begin{pmatrix}0&1\\0&0\end{pmatrix},\quad F=\begin{pmatrix}0&0\\1&0\end{pmatrix}.

The commutators are [H,E]=2E[H,E]=2E, [H,F]=−2F[H,F]=-2F, [E,F]=H[E,F]=H. They define the same complex algebra in both following cases:

Real algebra Real basis Real dimension Complexification
su(2)\mathfrak{su}(2) iH, E−F, i(E+F)iH,\ E-F,\ i(E+F) 3 A1A_1
sl(2,R)\mathfrak{sl}(2,\mathbb R) H, E+F, E−FH,\ E+F,\ E-F 3 A1A_1
sl(2,C)R\mathfrak{sl}(2,\mathbb C)_{\mathbb R} H,E,F,iH,iE,iFH,E,F,iH,iE,iF 6 A1⊕A1A_1\oplus A_1

The Killing form B(X,Y)=tr⁡(ad⁡Xad⁡Y)B(X,Y)=\operatorname{tr}(\operatorname{ad}X\operatorname{ad}Y) on either three-dimensional form is 4tr⁡(XY)4\operatorname{tr}(XY). In the first basis its Gram matrix is diag⁡(−8,−8,−8)\operatorname{diag}(-8,-8,-8); in the second it is diag⁡(8,8,−8)\operatorname{diag}(8,8,-8). A real algebra isomorphism preserves this signature, so the two forms cannot be isomorphic over R\mathbb R. Complexifying removes this obstruction because multiplication of basis vectors by ii changes the signs.

For a real semisimple algebra, negative-definite Killing form characterizes the compact form. The rank-one classification has precisely these two real forms; su(1,1)≃sl(2,R)\mathfrak{su}(1,1)\simeq\mathfrak{sl}(2,\mathbb R) is another realization of the second, not a third case. See Etingof, Proposition 39.8, Exercise 40.5, and §40.3(1).

The complex rank of both is one. Their real ranks are zero and one: in a Cartan decomposition g0=k⊕p\mathfrak g_0=\mathfrak k\oplus\mathfrak p, real rank is the dimension of a maximal abelian subspace of p\mathfrak p. For the split example, θ(X)=−XT\theta(X)=-X^T gives k=R(E−F)\mathfrak k=\mathbb R(E-F) and p=RH+R(E+F)\mathfrak p=\mathbb RH+\mathbb R(E+F); a maximal commuting subspace of p\mathfrak p is the line RH\mathbb RH. The compact form has p=0\mathfrak p=0. This is not the dimension of a maximal compact torus: SO(2)SO(2) still has a one-dimensional torus.

Global groups and maximal compact subgroups

Section titled “Global groups and maximal compact subgroups”

A real algebra has a unique connected simply connected integrating Lie group, and other connected integrations are quotients by discrete central subgroups. The covering-group lesson derives why this additional choice matters for representations.

Connected matrix group Real Lie algebra Maximal compact subgroup Fundamental group
SU(2)SU(2) su(2)\mathfrak{su}(2) SU(2)SU(2) 00
SO(3)SO(3) su(2)\mathfrak{su}(2) SO(3)SO(3) Z2\mathbb Z_2
SL(2,R)SL(2,\mathbb R) sl(2,R)\mathfrak{sl}(2,\mathbb R) SO(2)SO(2) Z\mathbb Z
SL(2,C)SL(2,\mathbb C) as a real group sl(2,C)R\mathfrak{sl}(2,\mathbb C)_{\mathbb R} SU(2)SU(2) 00
SO0(1,3)SO_0(1,3) so(1,3)\mathfrak{so}(1,3) SO(3)SO(3) Z2\mathbb Z_2

For the special linear matrix groups the topology follows directly from polar decomposition. Write g=UPg=UP with P=(g†g)1/2P=(g^\dagger g)^{1/2} positive Hermitian, det⁡P=1\det P=1, and U∈SU(2)U\in SU(2). The logarithm identifies the allowed PP with traceless Hermitian matrices, a real three-dimensional vector space. The map UP↦UP1−tUP\mapsto UP^{1-t} retracts SL(2,C)SL(2,\mathbb C) onto SU(2)≃S3SU(2)\simeq S^3. Over R\mathbb R, replace the dagger by transpose: the positive symmetric factor has two parameters, and the same argument retracts SL(2,R)SL(2,\mathbb R) onto SO(2)≃S1SO(2)\simeq S^1. These are manifold decompositions, not direct-product group decompositions.

The maximal-compact assertion for these matrix groups is proved in Conrad–Landesman, Appendix D.2, especially Remark D.2.1. The polar construction and its topology are also given in Etingof, §43.1, Corollary 43.2 and Example 43.4.

The universal cover of SL(2,R)SL(2,\mathbb R) is not the matrix group in this table. Lifting its rotation subgroup unwraps the circle to a line. If zz denotes the central lift of a rotation by π\pi, the maps to SL(2,R)SL(2,\mathbb R) and PSL(2,R)PSL(2,\mathbb R) kill ⟨z2⟩\langle z^2\rangle and ⟨z⟩\langle z\rangle respectively. Do not infer that this covering group contains the same compact circle or has the same fundamental group. See its atlas record.

Use Minkowski signature (+−−−)(+---) and identify a vector with the Hermitian matrix

X=x0I+x1σ1+x2σ2+x3σ3=(x0+x3x1−ix2x1+ix2x0−x3).X=x^0I+x^1\sigma_1+x^2\sigma_2+x^3\sigma_3 =\begin{pmatrix}x^0+x^3&x^1-ix^2\\x^1+ix^2&x^0-x^3\end{pmatrix}.

Then det⁡X=(x0)2−(x1)2−(x2)2−(x3)2\det X=(x^0)^2-(x^1)^2-(x^2)^2-(x^3)^2. For A∈SL(2,C)A\in SL(2,\mathbb C), X↦AXA†X\mapsto AXA^\dagger preserves Hermiticity and this determinant. It therefore defines a real linear Lorentz transformation. Connectedness places its image in SO0(1,3)SO_0(1,3).

If it acts trivially, evaluating at X=IX=I makes AA unitary, after which AXA−1=XAXA^{-1}=X for all Hermitian XX forces AA to be scalar; determinant one leaves A=±IA=\pm I. Thus its kernel is exactly {±I}\{\pm I\}. The differential has zero kernel and both real Lie algebras have dimension six. The image is an open subgroup of the connected target, hence is the whole target. We obtain

SL(2,C)/{±I}≃SO0(1,3).SL(2,\mathbb C)/\{\pm I\}\simeq SO_0(1,3).

The preceding polar argument makes the source simply connected, so this is the universal double cover. Restricting to SU(2)SU(2) fixes x0x^0 and gives the usual SU(2)→SO(3)SU(2)\to SO(3) rotation map. Dividing the polar decomposition by its central sign gives SO0(1,3)≃SO(3)×R3SO_0(1,3)\simeq SO(3)\times\mathbb R^3 as manifolds and justifies the final row of the table. The matrix argument proves the map, not just an algebra coincidence; compare the map record and Etingof, §40.1(4).

The complex highest-weight module Sym⁡nC2\operatorname{Sym}^n\mathbb C^2 restricts to either SU(2)SU(2) or SL(2,R)SL(2,\mathbb R), has dimension n+1n+1, and lets the central −I-I act by (−1)n(-1)^n. It descends to the respective quotient by {±I}\{\pm I\} exactly for even nn. Its dimension and central sign do not determine whether its action preserves a positive-definite Hermitian form.

On SU(2)SU(2) the defining Hermitian form and its symmetric powers are invariant. On SL(2,R)SL(2,\mathbb R) the element diag⁡(et,e−t)\operatorname{diag}(e^t,e^{-t}) has weights e(n−2k)te^{(n-2k)t} for 0≤k≤n0\le k\le n. For n>0n>0 some eigenvalues have modulus other than one, so no positive-definite invariant Hermitian form exists. This is a direct obstruction to unitarity of these finite-dimensional modules; it does not exclude infinite-dimensional unitary representations.

Finite-dimensional complex Lorentz modules instead carry two half-integer labels (jL,jR)(j_L,j_R) because the complexification has two A1A_1 factors. The spin-cover center acts by (−1)2jL+2jR(-1)^{2j_L+2j_R}; only integral jL+jRj_L+j_R descends to SO0(1,3)SO_0(1,3). The vector is (12,12)(\tfrac12,\tfrac12) and the two Weyl spinors are (12,0)(\tfrac12,0) and (0,12)(0,\tfrac12). These describe field indices, not a classification of particle Hilbert spaces. Continue with spacetime representations.

Use the atlas and tools within their category

Section titled “Use the atlas and tools within their category”

The curated real-form index supplies 19 semisimple real-form records and selected integrations, rather than all noncompact groups. The highest-weight workbench computes compact-category invariants; its output is not a noncompact unitary representation classifier. Use roots and weights for its label conventions, global-form descent for central kernels, and groups, cosets, and classifying spaces before using a topological quantity in a physics argument.

First public edition · mathematical baseline 6.0.0. Source curation and automated validation are distinct from independent expert review.

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